Consumer compliance

Consumer compliance

  • Provide guidance for the strategic and operational impacts of current and future rulemakings
  • Assist with exam preparation and remediation of supervisory and enforcement findings
  • Implement enterprise-level risk management for the identification and remediation of Unfair, Deceptive, and Abusive Acts and Practices (UDAAP)
  • Evaluate Compliance Management System (CMS) and related procedures and policies
  • Perform regulatory and compliance due diligence for consumer finance-related corporate transactions
  • Assess the regulatory and compliance risks related to the development, marketing, selling, and servicing of new products and services