Governance services
- Advise boards and senior management teams on regulatory priorities
- Assess board governance
- Review board composition and responsibilities – including committees and subsidiary boards
- Analyze efficacy of board function – reporting, information packages, documentation, and decision-making
- Address MRAs or other regulatory concerns
- Build understanding of regulatory expectations
- Develop action plans to address findings
- Design program for tracking, documenting, and reporting remediation progress
- Advise on regulatory interaction
- Assess risk management through risk identification and measurement approaches, risk reporting, and risk mitigation – business line and second line defenses
- Review identified audit universe, internal audit plans, and internal audit framework